Full Name
Josh Hutson
Job Title
Chief Compliance Officer, Broker-Dealer
Company
Brown Brothers Harriman
Speaker Bio
Josh Hutson is a Managing Director in the Compliance department at Brown Brothers Harriman & Co. (“BBH”). In this role, Josh manages a team responsible for various core compliance functions. In addition, Josh is BBH’s Anti-Corruption Officer as well as the Chief Compliance Officer of BBH’s broker-dealer subsidiary.
Prior to joining BBH in 2008, Josh worked in Compliance at AXA Financial, focusing on securities distribution issues, and also at Prudential Investments, where he supported the firm’s mutual fund and managed account distribution channels.
Josh earned a BBA from the College of William and Mary, and a JD from Rutgers School of Law – Newark. He also holds the FINRA Series 7 and 24 registrations.
Prior to joining BBH in 2008, Josh worked in Compliance at AXA Financial, focusing on securities distribution issues, and also at Prudential Investments, where he supported the firm’s mutual fund and managed account distribution channels.
Josh earned a BBA from the College of William and Mary, and a JD from Rutgers School of Law – Newark. He also holds the FINRA Series 7 and 24 registrations.
